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Polar Investment Counsel, Inc. (hereinafter
"PICI") is a Minnesota based securities and commodities brokerage firm
registered with and regulated by the National Association of Securities Dealers,
the Securities and Exchange Commission, the National Futures Association, the
Commodities Futures Trading Commission, and the securities regulatory agencies
of the various states.
Please visit their web site at:
www.polarinvest1.com
Southwest Securities, Inc.
(hereinafter "SWS") is a Dallas based New York Stock Exchange member which
clears most of PICI's customers' securities transactions. In layman's terms, this means that our
clearing firm (SWS) holds all of our customers'
monies and securities positions. Under no circumstances is a check
for the purchase of securities ever to be made payable to PICI or to one
of our brokers, but instead checks are made payable to Southwest Securities, Inc. or to some other securities firm.
Please visit their web site
at:
www.swst.com |
Polar Investment Counsel, Inc.